Which organization is responsible for market integrity rules regarding trading activity on Canadian equity marketplaces?

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Multiple Choice

Which organization is responsible for market integrity rules regarding trading activity on Canadian equity marketplaces?

Markets in Canadian equities are governed for integrity by IIROC. This self-regulatory organization writes and enforces the rules that oversee how dealers and traders operate, how orders are entered and reported, and what constitutes market abuse or manipulation. IIROC runs market surveillance to detect improper trading activity and has the authority to investigate and sanction violations to keep trading fair and orderly. The CSA provides the national regulatory framework and harmonization across provinces, but the specific market integrity rules for equity trading come from IIROC.

Markets in Canadian equities are governed for integrity by IIROC. This self-regulatory organization writes and enforces the rules that oversee how dealers and traders operate, how orders are entered and reported, and what constitutes market abuse or manipulation. IIROC runs market surveillance to detect improper trading activity and has the authority to investigate and sanction violations to keep trading fair and orderly. The CSA provides the national regulatory framework and harmonization across provinces, but the specific market integrity rules for equity trading come from IIROC.

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